Investment Adviser (RIA) data encompasses 100% of the market with extensive information on 32,000 RIA firms and 330,000 professionals.
Unlike other RIA data providers that have built their offering solely on SEC information available, we have populated our database with fields of information from a variety of sources, as well as developed a valuable set of fields from our own Data Team having read and catalogued over one million pages of RIA brochure and website data.
Weekly Updates and Powerful Tools
An annual subscription to the data includes access to our state-of-the-art online system, weekly updates and powerful tools allowing you to quickly set your target market and grow your business. Live Tour
Our team has a deep understanding of the industry, highlighted by real life experience at client companies by our senior executives, to help guide your firm to success. Learn More
20,000 RIA AUM Updates YTD
Year-to-date we have made available 20,000 investment advisory firm AUM updates in our online system. These updates are shown within the Assets Under Management section of RIA and Dually Registered BD-RIA firm profiles.
The Assets Under Management section provides you with the most current asset reporting by the firm, which in many cases is as of December 31, 2013, provided in the firm's annual Form ADV amendment submitted in March or April of 2014. The Historical Assets Under Management chart displays the AUM amount listed in Discovery Data on the last day of the year. All AUM snapshots are also available for download in our standard and custom templates. Learn More
Mailing and Email Address Validation
Through our data process to continuously validate, update, correct, standardize and format mailing addresses we have met the rigorous United States Postal Service® requirements, earning their CASS™ Certification. All email addresses have the same process through one of the industry’s most reputable email hygiene vendors, meet a long list of requirements before they are made available to clients and continue to do so to remain accessible in the database. Conduct direct mail and email campaigns with confidence and benefit from a high delivery rate and new addresses added weekly.
A Financial Services Industry subscription includes unlimited access to the data, along with a dedicated consultant and account manager to assist your firm both strategically and hands on to help you utilize the database to its fullest potential. Sign-up for a variety of training webinars, review monthly tips and updates, and access market insight to educate and encourage best practices when targeting the financial services industry.
Live Tour | Learn More